TOWARDS SUSTAINABLE MANAGEMENT IN A RURAL TERRITORY: A
MULTIDIMENSIONAL APPROACH ON THE ECUADORIAN COAST
Liseth Pachay-Delgado
Estudiante de la Maestría en Ingeniería Agrícola
Mención Agroecología y Cambio Climático. Facultad de Posgrado.
Universidad Técnica de Manabí,
Portoviejo, Ecuador.
https://orcid.org/0000-0001-5944-2653
Julio Corzo-Bacallao
Departamento de Ciencias Agronómicas. Facultad de Ingeniería Agronómica
Universidad Técnica de Manabí. Portoviejo,
Ecuador
julio.corzo@utm.edu.ec
https://orcid.org/0000-0001-8098-246X
Margarita Delgado-Demera
Departamento de Ciencias Agronómicas. Facultad de Ingeniería Agronómica
Universidad Técnica de Manabí, Portoviejo, Ecuador
margarita.delgado@utm.edu.ec
https://orcid.org/0000-0002-5997-5991
Karime Montes-Escobar
Departamento de Matemáticas y Estadística. Facultad de Ciencias Básicas.
Universidad Técnica de Manabí, Portoviejo, Ecuador
karime.montes@utm.edu.ec
https://orcid.org/0000-0002-9555-0392
Geovanna
Velecela-Abambari
Universidad Católica de Cuenca, Azuay, Ecuador
geovlcla@hotmail.com
https://orcid.org/0000-0001-9334-8396
Carlos Salas-Macías
Departamento de
Ciencias Agronómicas. Facultad de Ingeniería Agronómica. Universidad Técnica de
Manabí, Portoviejo, Ecuador
carlos.salas@utm.edu.ec
https://orcid.org/0000-0002-1641-1571
Autor para correspondencia: carlos.salas@utm.edu.ec
Recibido:
21/05/2024 Aceptado: 27/06/2024 Publicado: 20/07/2024
ABSTRACT
This work proposes to
evaluate economic, ecological, and social parameters of a territorial unit that
allows for sustainable development strategies. The case study is a territory on
the central coast of Ecuador, which includes a reserve zone belonging to the
National System of Protected Areas and surrounding populations. We established indicators for each dimension
and collected data through semi-structured surey and field measurements. We
then performed a normalisation process and scored the results using the Biogram
scale. A separate value was determined for each dimension. The results show
that the ecological dimension (0.74) is considered stable. The economic
dimension has 0.45 considered as unstable. While the social dimension, with
(0.63) shows stable category. The integral valuation of sustainability in the
area resulted in 0.61, considered a stable situation. This multidimensional
approach provides valuable information to guide future investment actions and
government planning.
Keywords: Social surveys; environmental management; land
resources; sustainable development; development strategies.
HACIA UNA GESTIÓN SOSTENIBLE EN
UN TERRITORIO RURAL: UN ENFOQUE MULTIDIMENSIONAL EN LA COSTA ECUATORIANA
RESUMEN
El trabajo propone
evaluar parámetros económicos, ecológicos y sociales de una unidad territorial,
que permita estrategias de desarrollo sostenible. El caso de estudio es un
territorio de la costa central de Ecuador, que incluye una zona de reserva
perteneciente al Sistema Nacional de Áreas Protegidas y poblaciones
aledañas. Se establecieron indicadores
para cada dimensión y los datos fueron recabados mediante encuestas
semiestructuradas y mediciones sobre campo. Posteriormente se realizó una
normalización de los datos y los resultados se interpretaron utilizando la
escala del Biograma. Se determinó un valor independiente para cada dimensión.
Los resultados muestran que la dimensión ecológica (0,74) se considera estable.
La dimensión económica, con 0,45, se considera inestable. Mientras que la
dimensión social, con (0,63) muestra categoría estable. La valoración integral
de la sostenibilidad en la zona dio como resultado 0,61, considerada una
situación estable. Este enfoque multidimensional proporciona información
valiosa para orientar futuras acciones de inversión y planificación
gubernamental
Palabras
clave: encuestas sociales; gestión medioambiental;
recursos de la tierra; desarrollo sostenible; estrategias de desarrollo.
INTRODUCTION
Globally, there is a war that humans have insisted on fighting for
several hundred years; a war against their own habitat (Hawkins, 2020). It
could begin in the mid-18th century when the mechanization of production began in order to obtain food faster and in greater quantity.
Its culmination, so far uncertain, could extend to the very end of
humanity and become a necessary evil, to say the least.
However, the effects of this growing environmental deterioration could
diminish in intensity if there is a radical change in the direction human
development has taken, among other aspects.
indiscriminate use of agrochemicals in food production and the
disruption this causes to the environment and human health (Suquilanda, 1996);
loss of biodiversity due to the consumption of forest resources and species
that could play an important role in the regulation and provision of specific
services within the ecosystem, as well as of micro-organisms useful for
maintaining the processes that vitalize the soil, among many other factors that
form a cause-effect chain so long that it would be almost impossible to cite.
In this context, it is undeniable that we must remember principles such
as using without extinguishing and producing without polluting.
It is under these premises that the concept of sustainable development
was proposed some decades ago, which implicitly includes the use of present
resources without affecting their future availability (Brundtland, 1987) and
has been considered since then as a conciliatory ideal between development and
the environment.
Given the importance of this concept and its wide use, it is necessary
to analyze all related aspects, from its beginnings to its applications. In
this context, the concept of sustainability (as a goal) and sustainable
development (as a process) has its beginnings in 1987, when the United Nations
Commission on Environment and Development used it for the first time in the
Brundtland report.
Since then, this integral and multidimensional vision has served to
guide many research projects and to better address the problems between the
environment and man.
Since then, the term and the commitment to achieve it have been
reaffirmed in international conferences, among which the following can be
mentioned: the Rio de Janeiro Summit or United Nations.
Conference on Environment and Development (1992), where Agenda 21 was
born, together with the Convention on Climate Change and the Convention on
Biological Diversity and the Declaration on Forest Principles; the Copenhagen
Summit or World Conference on Social Development (1995); the United Nations
Framework Convention on Climate Change (1997); the Millennium Summit in Copenhagen
(1997).
The United Nations Framework Convention on Climate Change (1997); the
United Nations Framework Convention on Climate Change (1997); and the United
Nations Framework Convention on Climate Change (1997); the United Nations
Framework Convention on Climate Change (1997); the Millennium Summit in Geneva
(2000); the Johannesburg Summit or United Nations Conference on Sustainable
Development, Rio +10 (2002); the annual United Nations Conference on Climate
Change (1995); among other meetings that have been able to reformulate its
definition.
The Rio de Janeiro Summit or UN Conference on Environment and
Development held in June 1992 played a pivotal role in reformulating the
concept from the original Bruntland Report.
During this influential meeting, the idea was directed towards three
fundamental pillars (economic progress, social justice, and environmental
preservation). The integration of these pillars was decisive in achieving
sustainability.
Across history, sustainable practices have been ingrained in several
civilizations, especially those that have effectively maintained their
ecological and biological variety.
The indigenous communities' implementation of the 'buen vivir' concept
exemplifies a sustainable way of life that effectively harmonizes the
preservation of natural resources with the requirements of future generations.
Traditional knowledge is strongly connected to contemporary
sustainability principles and offers valuable perspectives on living
harmoniously with the environment in a sustainable and gratifying manner.
(Sevilla & Holle, 2004; Gudynas, 2011; Sourisseau, 2016)
The significance of family and small-scale farming in sustainable
agriculture is of utmost importance in this particular
setting.
Although there have been criticisms about the profitability of these
farming practices, they are essential for preserving various kinds of
ownership, farming systems, and cultural traditions.
These factors contribute to the long-term viability of rural communities
(Schneider, 2014; Rincón et al., 2006). Another instance is the Ukrainian
agricultural system's village conservation strategy, which seeks to rejuvenate
rural life and safeguard the countryside. (Bezdushna et al., 2023)
Europe has also examined the theoretical and practical basis of managing
sustainable development in rural regions [3].
In this perspective, public administration plays a significant role in
executing strategies and policies for sustainable growth and environmental
restructuring (Semenchuk & Postika, 2023).
Implementing green technologies in agriculture is considered a top
priority for tackling environmental and socioeconomic issues in rural areas.
(Kovalenko et al., 2022)
On the other hand, there are
chances for sustainable management in rural regions, such as creating tourist
superstructures, which can lead to economic progress and alternate forms of
tourism business. (Novichkov et al., 2023)
The deficiencies in understanding sustainable management in rural areas
encompass the absence of a comprehensive strategy for rural development,
inadequate resources for rural populations, and discrepancies in the execution
of pertinent policies.
Implementing a comprehensive strategy for rural development is crucial
to attain long-lasting results, although it needs to be improved in numerous
regions (Rondinelli, 1979).
This communities frequently encounter resource limitations, which impede
their capacity to enact sustainable practices and efficiently oversee their
natural resources. (Raya et al., 2022)
Furthermore, these areas suffer from a dearth of all-encompassing
policies, as rural development is given minimal importance in prevalent
agricultural and cohesion programs. (Wieliczko et al., 2021)
The lack of information and implementation gaps impede the progress
toward sustainable development and emphasize the necessity for fair policies
and practices that consider local populations' diversity and development
potential. (Kurdyukov & Kanurny, 2021)
The assessment of rural sustainability necessitates the examination of
social, economic, and environmental aspects. In order to improve policy-making and decision-making, it is crucial to better
the design and reporting of studies in this area. (Nelson et al., 2023)
While the term 'sustainability' has been widely adopted, encompassing
economic, ecological, and social dimensions, its implementation remains a
complex challenge.
In agroecosystems, sustainability is characterized by maintaining
consistent performance under diverse conditions, balancing agricultural
productivity with environmental conservation.
The transitional period necessary to achieve sustainability,
particularly in adopting agroecological practices, frequently compromises this
balance.
Despite the broad acceptance of sustainability's three pillars, there is
a notable gap in understanding and effectively integrating these dimensions.
This research aims to address this gap by assessing the economic,
ecological, and social parameters of sustainability within a territorial unit.
The goal is to provide a quantitative evaluation that can guide the
implementation of sustainable development strategies, including investment
programs and local government planning.
This approach seeks to enhance the multidimensional and long-term
perspective of sustainability, moving beyond mere definitions to practical
applications that reconcile human development with environmental integrity.
METHODS
The research was
carried out in part of the territory belonging to the Pacoche Coastal Marine
Wildlife Refuge (RVSMC-Pacoche), in the province of Manabí, Ecuador (MAE,
2017).
The area has altitudes of up to 363 m and is located in the centre of the Pacific-Ecuadorian coast,
formed by the eastern and western slopes of the Pacoche, Los Lugos, Agua Fría
and Monte Oscuro hills, which form part of the discontinuous massif of the
coastal mountain range in Manabí (Graph 1).
Graph 1. Graphical representation of the indicators for
each of the dimensions used in the study.
The terrestrial area
of the RVSMC-Pacoche is 5.096,41 ha and hosts at least seven ecosystems with a
high number of species that are of great value to the local communities.
This study area was chosen because it has been
designated as a protected area, which means that there are already established
measures and limits for its preservation.
This situation
provides a suitable environment for assessing the effects of conservation in
practice.
Additionally, several
human populations in this area might significantly affect the conservation
goals of the Ecuadorian state through their economic activities, cultural
practices, or interactions with the environment.
For this purpose, a variant of the Biogram
methodology (Sepúlveda, 2008), created by the Inter-American Institute for
Agricultural Cooperation (IICA), was used.
This methodology seeks to explain complex
processes in which the simultaneous analysis of several dimensions is required;
in this case, three dimensions were determined: the economic dimension, the
ecological dimension, and the social dimension, which interact with each other
to achieve sustainability. (Drexhage and Murphy, 2010)
The biogram methodology was chosen as it is
particularly useful for obtaining a quick and visual understanding of the state
of sustainability in rural territories at a broader level, where simplified
representation of complex data is crucial for effective decision-making.
For each of these
dimensions, indicators were established, which would later be used for the analysis
and assessment of sustainability in the area (Table 1).
These indicators, in turn, could be of two
types, depending on the relationship (positive or negative) they have with
sustainability.
In other words, an increase in the value of
the indicator reflects a better or worse situation for the dimension. Thus, if
an increase in the indicator value results in an improvement in the system, it
is considered to have a positive (+) relationship.
Conversely, if an increase in the value of the
indicator worsens the situation, the relationship is inverse or negative (-)
(Sepúlveda, 2008).
This methodology
presents a great challenge: analyzing indicators with different metrics.
Considering this fact,
a type of relativization function was used to standardize the values to the
same scale. This function is based on the methodology proposed by the UNDP to
calculate the Human Development Index (PNUD, 2006).
In this sense, for the
case in which the indicators present a positive relationship, the following
formula was adopted:
Donde:
x = value of the
variable or indicator.
m = minimum value of
the variable.
M = maximum level of
the variable.
For the case where the
indicators have an inverse relationship, the above formula was modified in order to maintain its properties:
The data for each
indicator were obtained through surveys of the inhabitants of 10 communities
located around the reserve area.
The questions contained a scalar option (from
1 to 5, where 1 was the lowest value and 5 was the highest value) so that the
analysis could be carried out considering social perception as the main source
of information.
For this purpose, a sample was estimated for
finite populations using the demographic data presented by the Ministry of the
Environment of Ecuador in 2009 (4952).
For this case, the formula calculated 357
surveys, which indicates that, if 357 people are surveyed, 95% of the time the
real data will be in the interval of ± 5% concerning the observed data. Despite
the above, and because we wanted to have as much data as possible to reduce the
experimental error, a total of 610 surveys were carried out.
The maximum and
minimum values required for the formulas were obtained from the same data
recorded in the field.
Given that this valuation is given by the
indicators selected for each dimension (ecological, social, and economic), it
is also possible to obtain it separately for each component, thus determining
its contribution to the total valuation of sustainability by exposing the
dimension that needs to be potentiated.
Once the relativized value has been obtained,
Table 2 will be used to determine the status of each indicator, which was
averaged to obtain a single value representing the overall dimension rating
(SD).
Table 2. Assessment of calculated sustainable development,
identification and significance.
Calculated value |
System status |
< 0.2 |
High probability of collapse |
De 0,2 a 0,4 |
Critical situation |
De 0,4 a 0,6 |
Unstable situation |
De 0,6 a 0,8 |
Stable situation |
De 0,8 a 1,0 |
Optimal situation |
Source: Sepúlveda (2008).
The integral valuation
of sustainability in the study area was determined by weighting the values
obtained for each of the dimensions. In this case, similar proportions were
considered for each dimension, with the ecological dimension being 34%
important, the social dimension 33%, and the economic dimension 33%.
It is important to note at this point that the
decision to give weight to each dimension depends very much on the
characteristics of the area under study and which dimension has more weight
within management.
The data for indicator A4 (carbon stored in
forests) were taken from Salas, Alegre and Iglesias (2017), who estimated the
carbon stored in the different plant formations present in the area.
RESULTS
The assessment of sustainability in this case
study was mainly based on the results obtained through the surveys carried out,
considering local perception as a reliable means of gathering information on
the real situational state of the study area.
We initially consulted with the key individuals
responsible for the study area.
The main objectives of these consultations were
twofold: firstly, to determine the significance of the area in terms of its
ecosystem services, and secondly, to identify the essential variables that
required examination. To achieve these objectives, we employed a multi-criteria
analysis approach. The results obtained for each of the dimensions are
presented in Table 3 and Graph 2.
Table
3. Average values calculated
for each of the indicators and dimensions used in the study.
The best value was obtained
in the ecological dimension (0.74), which could be considered understandable
given that the study area is within the protected areas of Ecuador.
This value establishes that in terms of the
ecological aspect within sustainability, the area is considered stable.
However, an optimal state could be reached if
greater attention were paid to indicator A2 (forest clearing). In this regard,
Ecuador Forestal (2007) considers illegal logging and expansion of the
agricultural frontier as threats to the conservation of forests in protected
areas within the National System of Protected Areas (SNAP), which could affect
the structural and functional changes of the forest, collaterally compromising
the ability of the ecosystem to act as a carbon sink (0.73 in the calculated value).
Graph
2. Graphical representation
of the indicators for each of the dimensions used in the study.
One of the interesting points of the data
obtained within the ecological dimension is that indicator A3 (use of
agrochemicals) shows favorable behavior, i.e., there is no major use of
agrochemicals, basically because of the strong agricultural activity in the
area.
Although there are large
areas dedicated to coffee cultivation, these are managed agroecological.
The economic dimension is much lower, with a
value of 0.45, considered unstable according to the sustainability index scale.
In this respect, although all the indicators reflect neglect, this is most
notable in E1 (economic income) and E4 (training), whose improvement could be
of vital importance for a better valuation of the economic dimension of the
area. (Piao & Managi, 2023)
It should be noted that, given the protected
area category, the economic activity of the study area is subject to the
regulations imposed by the competent entity.
However, according to the
results of the surveys, tourism is a mainstay of the area's economic
development, and it is therefore advisable that the State pay special attention
to this sector, providing logistics and training to promote tourism.
For the social dimension, the value obtained
(0.63) places the area in a stable category. However, it would be advisable to
pay attention to indicator S2 (health) to improve the social dimension of the
area.
Although indicators S3 and S4 indicate a stable
situation, there is room for improvement through the extension of the
electricity grids and transport services. Currently, transport services are
limited to pick-up trucks with a limited service
frequency.
For the integral assessment of sustainability, a
value of 0.61 was obtained, which within the sustainability scale determines
that the study area is in a stable situation
CONCLUSIONES
In terms of the independent assessment of each
dimension, the best value was obtained in the ecological dimension,
establishing that in terms of the ecological aspect within sustainability, the
area is considered stable.
In the case of the economic dimension, the area is considered unstable,
and in the social dimension, the value obtained places the area in a stable
category.
The overall assessment of sustainability in the study area within the
sustainability rating scale determines that the study area is in a stable
situation.
The findings of this research could enrich the debate on rural
sustainability and help us to assess the extent to which policies have been
successful in the area studied. By assessing the local context, it may also be
feasible to suggest solutions to achieve sustainability goals.
However, one conclusion that emerges from the discrepancy of the
ecological dimension (A) with the economic dimension (E, especially E1), is
that conservation may not be helping to improve this aspect of the surrounding
populations.
This may be caused by: 1) the methodology
itself, which does not ask questions about the indirect or unconscious benefits
that the population has with the conservation area; 2) they may not really have
a direct relationship; and 3) there is a lack of information to establish this
relationship.
Therefore, it is very important to improve the studies to establish how
conservation can help the development of the populations.
It is necessary to emphasize that the selection of indicators for each
of the dimensions should be carefully made on a theoretical, not speculative,
basis, clearly reflecting the relationships (positive or negative) that they
may have for sustainable development.
It could be recommended to replicate the methodology
by including different indicators, trying to take social perception as a
primary source of information, and adding in situ measurements of parameters
that provide more specific information on the area to be studied.
On the other hand, given that indicators are considered to be in
constant change within a system, it would be advisable to try to ensure that
there is not a very long time lapse between the collection of information and
the obtaining of results since the aim is for the methodology to be easy or
quick to apply and for it to reflect the real situation of the area at a given
time and in a given space.
This static analysis provides a reference tool to guide actions in a given area, but it is not possible to observe the
trajectories of territorial dynamics, i.e., to identify whether the situation
is good with a tendency to worsen or bad with a tendency to improve.
Therefore, it is suggested to replicate the analysis in several stages
to know the changes that could occur over time.
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